Virtual Ecosystems -- Self Organization

"Each individual neither intends to promote the public interest, nor knows how much he is promoting it...he intends only his own gain, and he is in this...led by an invisible hand to promote an end which was no part of his invention"

Adam Smith -- The Wealth of Nations 1776

Self-organization is the evolution of a system behavior into an organized form from an apparently random state in the absence of external influence or management. The self-organized structures and dynamics at the ecosystem level are caused by many individual members of the population all following a set of simple local rules. Any system that displays a pattern not imposed from the outside (e.g. by walls, a leader, machines, or natural forces) can be said to be self-organized.

The idea of self-organization is not intuitive. Indeed we expect that, left to themselves, things become disorganized. We expect that an external force (or manager) is needed to restore and maintain order. But, for some things, this expectation is wrong. Certain systems start from a very random state and, without any help or management from the outside, become organized.

Self-organizing systems must be constantly moving (i.e. dynamic) to maintain their order. This means that the individuals in the system must be constantly interacting with each other and operating on the local rules. This dynamic quality requires that there be a flow of energy to and from the system. This is consistent with the notion that ecosystems are thermodynamically open systems.

It is important to note that self-organization must usually be coupled with some positive feedback mechanism if the system is to come together in the first place. Birds, fish, and penguins must first be motivated to come together before self-organization can occur. That joining mechanism is usually positive feedback coming from such genetically induced factors as protection, foraging, or a sense of community.

In addition, a system does not live in isolation. Physical and biological influences from outside the system serve to shape individual rules and, in turn, system patterns. Ambient temperature, wind or current movements, and the presence of predators are examples of external influences. The regulatory responses to these influences from individuals in the ecosystem are examples of negative feedback.

The system behavior that results from the actions of individuals following a set of local rules is known as emergent behavior . A system's emergent behavior is always greater than the sum of the individual behaviors because the interaction between individuals is also a part of the system's behavior.

Fish schooling is a well studied example of emergent behavior. Here, there are no leaders. Instead, each fish locally applies a set of simple rules that govern his speed, distance, and direction with respect to his nearest neighbors. It is the actions of each individual with respect to his neighbors that result in the behavior and organization of the school. What is so intriguing is that the simple local rules result in system-level behaviors that are quite complex.

Suppose you have a friend who is visiting a planet in another galaxy where sending telegrams is prohibitively expensive. He forgot to take along his trigonometric tables and he has asked you to send them. You could simply translate the numbers into a binary code and transmit them directly. But even the most modest tables have a few thousand digits. The cost of transmission would be very high. A much cheaper way to convey the same information would be to transmit the instructions for building such a table from an underlying trigonometric formula such as Euler's equation ( e = cos(x + i)sin(x) ) -- an equation with 16 characters. Inherent in this formula is all the information contained in even the largest tables.

This little tale illustrates the value of a rule or algorithm. For the price of 16 digits, we can provide information that represents thousands of digits. All we need is a machine to do the computing. Our genetic structure operates in much the same way. Genes do not carry all the information necessary to create and operate an organism. But, they do carry the set of rules that are needed to generate the information. If genes didn't carry the rules, genes would be required to carry millions of explicit codings for all the chemicals, antibodies, etc. needed for life to exist. This would be an impossible task.

This idea of information economy carries into self-organizing ecosystems. Simple rules at the level of the individual eliminate the need for massive amounts of information at the system level.

The scientific study of self-organizing systems is relatively new, although questions about how system organization occurs have been raised since ancient times. Many natural systems show organization (e.g. galaxies, planets, chemical compounds, cells, organisms and societies). Traditional scientific methods attempt to explain system organization by studying the processes applicable to a system's component parts. This worldview is called reductionism. But, reductionism fails to account for the relationships between the components in a system.

Yet system studies can be approached in a very different way by examining the rules that govern individual behaviors and observing the emergent system behavior that results when these rules are applied. It is here that modern computers prove essential by allowing us to simulate the dynamic changes that occur over vast numbers of time steps and with different rule sets or rule values. The values used for a simulation can be collected field data, postulated data, or a combination of both.

It is important to note that a system pattern alone does not prove that a system is self-organizing. An understanding of the underlying mechanism for pattern evolution is essential. This means determining if the individuals in a system are operating under a set of local rules.

Additional Resources

bulletA tutorial on self-organizing systems by Ethan Decker at the University of New Mexico.
bulletCosma Shalizi's notes and bibliography on self-organizing systems. Good stuff from the Santa Fe Institute.
bulletSelf Organization In Biological Systems . A new (2001) and excellent book on the subject. But, $20 cheaper at Amazon
File Last Modified: Sun, 2 Mar 2003 16:57:55 UTC
Copyright © 2001 - William C. Graham Jr.